Standards of Professional Conduct

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There are seven topics of the CFA Institute's Standards of Professional Conduct:

  1. Professionalism
  2. Integrity of capital markets
  3. Duties to Clients
  4. Duties to Employers
  5. Investment analysis, recommendations, and actions
  6. Conflicts of interest
  7. Responsibilities as a CFA member or CFA candidate

Mnemonic[edit]

Put Ice Cream Eaters In Cold Rooms

Put Ice Cream Eaters In Cold Rooms

(PICEICR)

Professionalism
Integrity of the markets
Duties to Clients
Duties to Employers
Investment analysis, recommendations, and actions
Conflicts of interest
Responsibilities as a CFA member or CFA candidate

Questions[edit]

1. Which are topics of the CFA Institute's Standards of Professional Conduct?
A. Professionalism; Integrity of Capital Markets; Duties to Clients; Duties to Employers; Conflict of Interest
B. Professionalism; Integrity of Capital Markets; Duties to Clients; Duties to Employers; Conflict of Interest; Investment Analysis, Recommendations, and Actions
C. Professionalism; Integrity of Capital Markets; Duties to Clients; Duties to Employers; Conflict of Interest; Investment Analysis, Recommendations, and Actions; Responsibility as a CFA Member or CFA Candidate

Answer

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